• Compliance Specialist

    Job ID
    7031 Commerce Circle
    Baton Rouge
  • Overview and Responsibilities

    The Compliance Specialist position is located at our Corporate Office in Baton Rouge, LA. This position will assist in ensuring Republic Finance's multi-state offices operate in compliance with all applicable laws and regulations. Job responsibilities are as follows: 


    • Assist with the company’s efforts to ensure that its multi-state offices operate in compliance with federal, state and local laws and regulations
    • Respond timely to regulatory examinations, consumer complaints,and federal and state inquiries
    • Develop and promote strong working relationships among state regulatory agencies and staff
    • Assist with writing and implementing internal policies and procedures in order to maintain compliance with new and evolving legislation and regulation
    • Assist with ongoing review, revision, and communication of changes to existing policies and procedures
    • Coordinate and implement form revision changes to maintain compliance with new regulations and legislation
    • Assist with the company’s efforts to coordinate changes to areas of company activity that are affected by new legislation and/or regulation (lending activity, loan documents, internal policies and procedures, etc.)
    • Assist Senior Compliance Specialist with writing preventative and corrective action training materials in response to regulatory examinations and consumer complaints
    • Assist Senior Compliance Specialist with identifying trends in state examinations and consumer disputes and complaints
    • Assist with special projects as needed


    • Bachelor’s or Associate’s degree in a field related to banking, finance, accounting, law, or internal auditing OR 3-5 years of experience in a branch or related field.
    • Knowledge of absVision preferred.
    • Must be deadline-oriented, detail-oriented and organized.
    • Must have initiative and the ability to think independently.
    • Excellent research and writing skills
    • Familiar with financial and lending laws and regulations
    • Ability to work on multiple, different projects simultaneously
    • Adaptable to rapidly changing priorities
    • Ability to communicate professionally and effectively with federal and state regulators;
    • Ability to communicate effectively to all levels of knowledge, experience, and proficiency;
    • Excellent computer skills, including proficiency Microsoft Office, Word, Excel, Power Point, etc.


    We offer a competitive compensation and benefits package including: 

    • Health/Dental/Vision
    • Paid Vacation
    • 401 (K) and employer match
    • Company provided Life Insurance & Long Term Disability

    Additional benefits with Republic include:

    • Regular drawings for sporting event tickets
    • Employee of the Month Program
    • Philanthropic support for charities such as Juvenile Diabetes Research Foundation and the American Cancer Society
    • Beautiful offices with a friendly team environment

    Republic Finance, LLC is an Equal Opportunity Employer and does not discriminate on the basis of race, sex, color, religion, national origin, age disability or veteran status in employment opportunities and benefits. Republic Finance, LLC maintains a Drug-Free Workplace.   


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